Settlement Agreement and Release of ClaimsSettlement Agreement and Release of Claims • October 13th, 2021 • B. Riley Financial, Inc. • Services-business services, nec • New York
This settlement agreement (“Settlement”) is made and effective as of the last date upon which each of the parties signs the Settlement (“Effective Date”) and is by and between, on the one hand, B. Riley Principal Investments, LLC, a Delaware limited liability company (“BRPI”), and, on the other hand, James C. Heckman, Jr., an individual residing in the State of Washington (“Mr. Heckman”) and Heckman Maven Investment Fund, LP, a Delaware limited partnership (the “Fund” and, together with Mr. Heckman, the “Heckman Parties”). The term “Parties” as used herein shall refer collectively to BRPI and the Heckman Parties, and the term “Party” shall refer to any one of them.
JOINT FILING AGREEMENTJoint Filing Agreement • October 13th, 2021 • B. Riley Financial, Inc. • Services-business services, nec
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the “Exchange Act”) the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with respect to securities of TheMaven, Inc., a Delaware corporation, and further agree to the filing, furnishing, and/or incorporation by reference of this Joint Filing Agreement as an exhibit thereto. Each of the Reporting Persons is responsible for the timely filing of such filings and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believ
