TRINITY CAPITAL INC. UNDERWRITING AGREEMENT 3,587,736 SHARES OF COMMON STOCKUnderwriting Agreement • August 18th, 2022 • Trinity Capital Inc. • New York
Pursuant to the terms and conditions of this Underwriting Agreement (this “Agreement”), Trinity Capital Inc., a Maryland corporation (the “Company”) proposes to sell to you, Keefe, Bruyette & Woods, Inc. (“KBW”), Morgan Stanley & Co. LLC (“Morgan Stanley”), UBS Securities LLC (“UBS”) and Wells Fargo Securities, LLC (“Wells Fargo”), and each of the other underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 8 hereof), for whom KBW, Morgan Stanley, UBS and Wells Fargo are acting as representatives (in such capacity, the “Representatives”), 3,587,736 shares (the “Initial Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The Company also proposes to grant to the Underwriters the option described in Section 1(b) hereof to purchase up to 538,160 additional shares of Common Stock from the Company (the “Option Shares” and together with the Ini
