FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • March 30th, 2023 • Exchange Traded Concepts Trust • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), is effective as of November 17, 2022 (the “Effective Date”), is made among Exchange Traded Concepts Trust and Exchange Listed Funds Trust, on behalf of their series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
GOLDMAN SACHS TRUST GOLDMAN SACHS VARIABLE INSURANCE TRUST GOLDMAN SACHS ETF TRUST GOLDMAN SACHS TRUST II RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • March 30th, 2023 • Exchange Traded Concepts Trust
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • March 30th, 2023 • Exchange Traded Concepts Trust
THIS AGREEMENT is dated as of January 19, 2022 among Exchange Listed Funds Trust and Exchange Traded Concepts Trust (each an “Acquiring Trust” and collectively, the “Acquiring Trusts”), each on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each an “Acquiring Fund” and collectively, the “Acquiring Funds”), and PIMCO ETF Trust and PIMCO Equity Series, (each an “Acquired Trust” and collectively, the “Acquired Trusts”), each on behalf of its itself and its separate series listed on Schedule B, as amended from time to time or as such additional series are deemed to be added in the future, severally and not jointly (each, an “Acquired Fund” and collectively, the “Acquired Funds”).
WISDOMTREE TRUST FUND OF FUNDS INVESTMENT AGREEMENTWisdomtree Trust • March 30th, 2023 • Exchange Traded Concepts Trust
This Fund of Funds Investment Agreement (“Agreement”) is made as of this 19 day of January, 2022, by and between WisdomTree Trust (the “Trust”), on behalf of each of its current and future series, severally and not jointly (each, an “Acquired Fund”) and the registered investment company, on behalf of each of its current and future series, severally and not jointly, set forth on Appendix A (each an “Acquiring Fund”).
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • March 30th, 2023 • Exchange Traded Concepts Trust
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (“Effective Date”), is made among Exchange Traded Concepts Trust and Exchange Listed Funds Trust, on behalf of each of their series listed in Schedule A (each, an “Acquiring Fund”) and the Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust, on behalf of each of their series (except such series listed on Schedule B, as may be amended from time to time), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
AMENDMENT TO THE RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT GOLDMAN SACHS TRUST GOLDMAN SACHS VARIABLE INSURANCE TRUST GOLDMAN SACHS ETF TRUST GOLDMAN SACHS TRUST IIInvestment Agreement • March 30th, 2023 • Exchange Traded Concepts Trust
This Amendment (the “Amendment”) to the Agreement (as defined below) is made as of December 21, 2022. All capitalized terms used in Amendment and not defined herein shall have the meaning ascribed to them in the Agreement.
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • March 30th, 2023 • Exchange Traded Concepts Trust • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of May 10, 2022 (the “Effective Date”), is made among Exchange Traded Concepts Trust and Exchange Listed Funds Trust, on behalf of their series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and SPDR Series Trust, SPDR Index Shares Funds and SSGA Active Trust (each, a “Trust”), each on behalf of their series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • March 30th, 2023 • Exchange Traded Concepts Trust
THIS AGREEMENT is entered into as of January 19, 2022, between Exchange Listed Funds Trust and Exchange Traded Concepts Trust, each a Statutory Trust organized under the laws of Delaware, on behalf of itself or its separate series listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and Global X Funds, a statutory trust organized under the laws of the State of Delaware (“Global X Funds”), on behalf of its respective series listed on Schedule B and such additional series as shall be designated in the future, severally and not jointly (each, an “Acquired Fund” and collectively, the “Acquired Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • March 30th, 2023 • Exchange Traded Concepts Trust • New York
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made among Exchange Traded Concepts Trust and Exchange Listed Funds Trust (referred to as the “Trust”), on behalf of their series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and SPDR S&P 500 ETF Trust and SPDR Dow Jones Industrial Average ETF Trust, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • March 30th, 2023 • Exchange Traded Concepts Trust
THIS AGREEMENT, dated as of, January 19, 2022 between each Acquiring Fund(s) listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and each series of VanEck ETF Trust (except such series listed on Schedule B which may be amended from time to time), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund[s], the “Funds”).
INSTRUMENT OF TRANSFER AND ASSIGNMENTInstrument of Transfer and Assignment • March 30th, 2023 • Exchange Traded Concepts Trust
This INSTRUMENT OF TRANSFER AND ASSIGNMENT (this “Instrument”) is made and entered into as of November 1, 2022, by and between HIGHTOWER 6M HOLDING, LLC, a Delaware limited liability company (“Hightower 6M”) and MADISON AVENUE FINANCIAL SOLUTIONS, LLC, a Delaware limited liability company (“Madison” and together with Hightower 6M, the “Parties”).
