LICENSING AND SERVICES AGREEMENTLicensing and Services Agreement • March 30th, 2023 • ETF Managers Group Commodity Trust I • Commodity contracts brokers & dealers • New Jersey
Contract Type FiledMarch 30th, 2023 Company Industry JurisdictionThis Licensing and Services Agreement (“Agreement”) is made and entered into as of the 3rd day of March, 2023 (“Effective Date”), by and between ETF Managers Capital LLC (“ETFMC”), a Delaware limited liability company with its principal place of business at 30 Maple Street, Suite 2, Summit, NJ 07901 and Breakwave Advisors LLC (“Breakwave”) a Delaware limited liability company with its principal place of business at 2 South End Avenue, TH3, New York, New York 10289.
THIRD AMENDMENT TO THE ETF MANAGERS COMMODITY TRUST FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • March 30th, 2023 • ETF Managers Group Commodity Trust I • Commodity contracts brokers & dealers
Contract Type FiledMarch 30th, 2023 Company IndustryTHIS AMENDMENT, dated as of the last date in the signature block, to the Fund Accounting Servicing Agreement, dated as of December 2nd, 2015, as amended (the “Agreement”), is entered into by and between U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”), ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”) and ETF MANAGERS CAPITAL LLC, the sponsor of the series of the Trust, listed in exhibit A of the Agreement (the “Sponsor”).
THIRD AMENDMENT TO THE ETF MANAGERS COMMODITY TRUST TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • March 30th, 2023 • ETF Managers Group Commodity Trust I • Commodity contracts brokers & dealers
Contract Type FiledMarch 30th, 2023 Company IndustryTHIS AMENDMENT, dated as of the last date of the signature block, to the Transfer Agent Servicing Agreement, dated as of December 2nd, 2015, as amended (the “Agreement”), is entered into by and between U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”), ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”) and ETF MANAGERS CAPITAL LLC, the sponsor of the series of the Trust, listed in Exhibit A of the Agreement (the “Sponsor”).
THIRD AMENDMENT TO THE ETF MANAGERS COMMODITY TRUST FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • March 30th, 2023 • ETF Managers Group Commodity Trust I • Commodity contracts brokers & dealers
Contract Type FiledMarch 30th, 2023 Company IndustryTHIS AMENDMENT, dated as of the last date in the signature block, to the Fund Administration Servicing Agreement, dated as of December 2nd, 2015, as amended (the “Agreement”), is entered into by and between U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”), ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”) and ETF MANAGERS CAPITAL LLC, the sponsor of the series of the Trust, listed in Exhibit A of the Agreement (the “Sponsor”).
Amendment No. 3 to Marketing Agent AgreementMarketing Agent Agreement • March 30th, 2023 • ETF Managers Group Commodity Trust I • Commodity contracts brokers & dealers
Contract Type FiledMarch 30th, 2023 Company IndustryTHIS AGREEMENT is made and entered into as of this 30th day of March, 2023 on behalf of ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”), by and between ETF MANAGERS CAPITAL, LLC, a Delaware limited liability company (the “Sponsor”), and ETFMG Financial LLC, a Delaware limited liability company (the “Marketing Agent”).
EXPENSE LIMITATION AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST IExpense Limitation Agreement • March 30th, 2023 • ETF Managers Group Commodity Trust I • Commodity contracts brokers & dealers
Contract Type FiledMarch 30th, 2023 Company IndustryEXPENSE LIMITATION AGREEMENT, effective as of March 3, 2023, by and between ETF Managers Capital LLC (“ETFMC”) and ETF Managers Group Commodity Trust I (the “Trust”), on behalf of the Breakwave Tanker Shipping ETF (the “Fund”).
THIRD AMENDMENT TO THE ETF MANAGERS COMMODITY TRUST CUSTODY AGREEMENTCustody Agreement • March 30th, 2023 • ETF Managers Group Commodity Trust I • Commodity contracts brokers & dealers
Contract Type FiledMarch 30th, 2023 Company IndustryTHIS AMENDMENT, dated as of the last date of the signature block, to the Custody Agreement, dated as of December 2nd, 2015, as amended (the “Agreement”), is entered into by and between U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”)., ETF MANAGERS GROUP COMMODITY TRUST I, a Delaware statutory trust (the “Trust”) and ETF MANAGERS CAPITAL LLC, the sponsor of the series of the Trust, listed in exhibit A of the Agreement (the “Sponsor”).
FEE WAIVER AGREEMENT ETF MANAGERS GROUP COMMODITY TRUST IFee Waiver Agreement • March 30th, 2023 • ETF Managers Group Commodity Trust I • Commodity contracts brokers & dealers
Contract Type FiledMarch 30th, 2023 Company IndustryFEE WAIVER AGREEMENT, effective as of March 3, 2023, by and between ETF Managers Capital LLC (“ETFMC”) and Breakwave Advisors LLC (“Breakwave”).