Lock-Up AgreementLock-Up Agreement • May 19th, 2023 • Baker Global Asset Management Inc. • Security & commodity brokers, dealers, exchanges & services
Member FINRA, SIPC AMENDMENT TO PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 19th, 2023 • Baker Global Asset Management Inc. • Security & commodity brokers, dealers, exchanges & services
Reference is made to that certain Placement Agent Agreement, dated April 19, 2023 (the “Placement Agreement,” or “Agreement”), between Baker Global Asset Management Inc. (the “Company”) and Alexander Capital, L.P. (“Alexander Capital”), in connection with a proposed best-efforts offering (the “Reg A Offering” or “Offering”) under Regulation A promulgated under the Securities Act of 1933, as amended (the “Securities Act”). The Company and the Alexander Capital desire to amend the Agreement as set forth in this agreement (this “Amendment No. 1”). All capitalized terms not defined herein shall have the meanings ascribed to them in the original Placement Agreement. The parties, intending to be legally bound, hereby amend the original Agreement as follows:
