TRINITY CAPITAL INC. UNDERWRITING AGREEMENT 5,190,312 SHARES OF COMMON STOCKUnderwriting Agreement • August 8th, 2023 • Trinity Capital Inc. • New York
Pursuant to the terms and conditions of this Underwriting Agreement (this “Agreement”), Trinity Capital Inc., a Maryland corporation (the “Company”) proposes to sell to you, UBS Securities LLC (“UBS”), Morgan Stanley & Co. LLC (“Morgan Stanley”), Keefe, Bruyette & Woods, Inc. (“KBW”), RBC Capital Markets, LLC (“RBC”) and Wells Fargo Securities, LLC (“Wells Fargo”) and each of the other underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 8 hereof), for whom UBS, Morgan Stanley, KBW, RBC and Wells Fargo are acting as representatives (in such capacity, the Representatives”), 5,190,312 shares (the “Initial Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The Company also proposes to grant to the Underwriters the option described in Section 1(b) hereof to purchase up to 778,546 additional shares of Common Stock from the Company (the “Opt
