a Maryland corporation) AMENDMENT NO. 1 TO AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 15th, 2023 • Oxford Lane Capital Corp.
This Amendment No. 1, dated November 15, 2023 (the “Amendment”), is to the Amended and Restated Equity Distribution Agreement, dated September 9, 2022 (the “Equity Distribution Agreement”), by and among Oxford Lane Capital Corp., a Maryland corporation (the “Company”), Oxford Lane Management, LLC, a limited liability company organized under the laws of the State of Connecticut (the “Adviser”), Oxford Funds LLC, a limited liability company organized under the laws of Delaware (the “Administrator”) and Ladenburg Thalmann & Co. Inc. (“Ladenburg”).
