DISTRIBUTION AGREEMENTDistribution Agreement • January 30th, 2024 • Alpha Alternative Assets Fund • New York
THIS AGREEMENT is made as of July 10, 2023, between Alpha Alternative Assets Fund, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
Services AgreementServices Agreement • January 30th, 2024 • Alpha Alternative Assets Fund • New York
Expense Limitation AgreementLimitation Agreement • January 30th, 2024 • Alpha Alternative Assets Fund
Effective as of the date hereof, we agree, at least until January 31, 2025 to waive our management fees and to pay or absorb the ordinary annual operating expenses of the Fund and the organizational and offering expenses of the Fund (excluding interest, dividends, amortization/accretion and interest on securities sold short, brokerage commissions, acquired fund fees and expenses, distribution and shareholder servicing fees, and extraordinary expenses) to the extent that our management fees plus the Fund’s expenses exceed 2.40% per annum of the Fund’s average daily net assets attributable to Class A Shares and Class I Shares.
AMENDMENT 1Alpha Alternative Assets Fund • January 30th, 2024
This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Existing Agreement as of May 24, 2023 (the “Effective Date”):
AMENDMENT 1Existing Agreement • January 30th, 2024 • Alpha Alternative Assets Fund
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
