CREDIT AND SECURITY AGREEMENTCredit and Security Agreement • March 28th, 2024 • Saratoga Investment Corp. • New York
CREDIT AND SECURITY AGREEMENT, dated as of March 27, 2024 (this “Agreement”), by and among Saratoga Investment Funding III LLC, a Delaware limited liability company, as borrower (the “Borrower”), SARATOGA INVESTMENT CORP., a Maryland corporation, as Collateral Manager (in such capacity, the “Collateral Manager”), and as Equityholder (in such capacity, the “Equityholder”), the Lenders from time to time party hereto, LIVE OAK BANKING COMPANY (“Live Oak”), as administrative agent for the Lenders (as hereinafter defined) (in such capacity, the “Administrative Agent”) and as collateral agent for the Secured Parties (in such capacity, the “Collateral Agent”), U.S. Bank national association (“U.S. Bank”), as collateral custodian for the Secured Parties (in such capacity, the “Custodian”), and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (“U.S.B. Trust”) as collateral administrator (in such capacity, the “Collateral Administrator”).
LOAN SALE AND CONTRIBUTION AGREEMENT between SARATOGA INVESTMENT CORP., as Seller and SARATOGA INVESTMENT FUNDING III LLC, as Purchaser Dated as of March 27, 2024Loan Sale and Contribution Agreement • March 28th, 2024 • Saratoga Investment Corp. • New York
This LOAN SALE AND CONTRIBUTION AGREEMENT, dated as of March ___, 2024 (as amended, supplemented or otherwise modified and in effect from time to time, this “Agreement”), between SARATOGA INVESTMENT CORP., a Maryland corporation, as seller (in such capacity, the “Seller”), and SARATOGA INVESTMENT FUNDING III LLC, a Delaware limited liability company, as purchaser (in such capacity, the “Purchaser”).
EQUITY PLEDGE AGREEMENTEquity Pledge Agreement • March 28th, 2024 • Saratoga Investment Corp. • New York
This EQUITY PLEDGE AGREEMENT (this “Agreement”), dated as of March 27, 2024, is entered into between SARATOGA INVESTMENT CORP., a Maryland corporation (the “Pledgor”), and LIVE OAK BANKING COMPANY, as collateral agent for the benefit of the Secured Parties (in such capacity, together with its successors and permitted assigns in such capacity, the “Collateral Agent”).
