SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 17th, 2024 • Xiao-I Corp • Services-prepackaged software • Delaware
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 17, 2024, is by and among Xiao-I Corporation, a company organized under the laws of the Cayman Islands with offices located at 5/F, Building 2, No. 2570, Hechuan Road, Minhang District, Shanghai, China 201101 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 17th, 2024 • Xiao-I Corp • Services-prepackaged software • New York
This letter (this “Agreement”) constitutes the agreement between XIAO-I Corporation (NASDAQ: AIXI) (the “Company”) and FT Global Capital, Inc. (“FT Global” or the “Placement Agent”) pursuant to which FT Global shall serve as the placement agent for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and sale (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement) (the “Services”). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global with respect to securing any other financing on behalf of the Company.
