SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 12th, 2024 • Universe Pharmaceuticals INC • Pharmaceutical preparations • New York
Contract Type FiledDecember 12th, 2024 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of December 6, 2024, between Universe Pharmaceuticals INC, a company organized under the laws of Cayman Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PRE-FUNDED ORDNIARY SHARE PURCHASE WARRANT Universe Pharmaceuticals INCPre-Funded Ordinary Share Purchase Warrant • December 12th, 2024 • Universe Pharmaceuticals INC • Pharmaceutical preparations • New York
Contract Type FiledDecember 12th, 2024 Company Industry JurisdictionTHIS PRE-FUNDED ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Universe Pharmaceuticals INC, a Cayman Islands exempted company (the “Company”), up to ______ (as subject to adjustment hereunder, the “Warrant Shares”) Ordinary Shares. The purchase price of one Ordinary Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 12th, 2024 • Universe Pharmaceuticals INC • Pharmaceutical preparations • New York
Contract Type FiledDecember 12th, 2024 Company Industry Jurisdiction