SERVICES AGREEMENTServices Agreement • December 20th, 2024 • Cavanal Hill Funds • Delaware
THIS SERVICES AGREEMENT (the “Agreement”) is made effective as of July 31st, 2024 (the “Effective Date”), by and between PINE Advisors LLC, (“PINE”), and Cavanal Hill Funds (the “Client” or the “Trust”). PINE and Client are each referred to herein as a “Party,” and collectively, the “Parties.”
AMENDMENT TO THE INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 20th, 2024 • Cavanal Hill Funds
This Amendment to the Investment Sub-Advisory Agreement (this “Amendment”), effective as of the 1st day of January, 2024 (the “Effective Date”), is by and among Cavanal Hill Investment Management, Inc., an Oklahoma corporation (the “Adviser”), and LM Capital Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), the investment sub-adviser for the Strategic Enhanced Yield Fund series (the “Strategic Enhanced Yield Fund”) of the Cavanal Hill Funds (the “Trust”), a Massachusetts business trust registered as an open-end, diversified, management company under the Investment Company Act of 1940, as amended (the “1940 Act”), and amends that certain Investment Sub-Advisory Agreement, dated the 28th day of December, 2022, between the Adviser and Sub-Adviser (as in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
FUND ACCOUNTING AND COMPLIANCE SERVICES AGREEMENT CAVANAL HILL FUNDS and CITI FUND SERVICES OHIO, INC.Fund Accounting and Compliance Services Agreement • December 20th, 2024 • Cavanal Hill Funds • New York
THIS FUND ACCOUNTING and COMPLIANCE SERVICES AGREEMENT (“Agreement”) is made on July 31, 2024, by and between Cavanal Hill Funds, a Massachusetts business trust (the “Trust”) on behalf of the individual series listed on Schedule A (collectively, the “Funds,” individually, a “Fund”) and Citi Fund Services Ohio, Inc., an Ohio corporation with its place of business at 4400 Easton Commons, Suite 200, Columbus, Ohio 43219 (the “Service Provider” or “Citi” and, with the Funds, the “Parties”). This Agreement shall be considered a separate agreement between the Service Provider and each Fund, and no Fund shall be (i) liable for the obligations of any other Fund or (ii) entitled to the benefits conferred under this Agreement on any other Fund.
SUB-ADMINISTRATION SERVICES AGREEMENTSub-Administration Services Agreement • December 20th, 2024 • Cavanal Hill Funds
THIS AMENDMENT No.2 is to be effective as of April 29, 2021 (“Amendment”) to that certain Sub-Administration Services Agreement dated June 1, 2019 (“Agreement”), by and between Cavanal Hill Investment Management, Inc. (“Client”) and Citi Fund Services Ohio, Inc. (“Service Provider” and, with the Client, referred to herein individually as “Party” and collectively as “Parties”). All capitalized terms used but not defined herein shall have the meaning given to them in the Agreement.
AMENDMENT NO. 5 TO SUB-ADMINISTRATION SERVICES AGREEMENTSub-Administration Services Agreement • December 20th, 2024 • Cavanal Hill Funds
THIS AMENDMENT No. 5 is to be effective as of July 31, 2024 (“Amendment”) to that certain Sub-Administration Services Agreement dated June 1, 2019 (“Agreement”), by and between Cavanal Hill Investment Management, Inc. (“Client”) and Citi Fund Services Ohio, Inc. (“Service Provider” and, with the Client, referred to herein individually as “Party” and collectively as “Parties”). All capitalized terms used but not defined herein shall have the meaning given to them in the Agreement.
AMENDMENT TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • December 20th, 2024 • Cavanal Hill Funds
This AMENDMENT (the "Amendment") is made as of December 1, 2016 (to become effective on the Effective Date defined below) between CAVANAL HILL FUNDS, a Massachusetts business trust (the "Trust") and FIS Investor Services, LLC, a Delaware limited liability company and formerly known as SunGard Investor Services, LLC ("FIS"), and is made to the Amended and Restated Transfer Agency Agreement, dated March 31, 2015, between the Trust and FIS (as successor and assign to Citi Fund Services Ohio, Inc.) (as amended and in effect on the date hereof, the "Agreement"). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement. For the avoidance of any doubt, references in the Agreement to "Citi" shall be deemed references to FIS.
SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 20th, 2024 • Cavanal Hill Funds
THIS AGREEMENT made as of [August 5], 2024 (the “Effective Date”) by and among Cavanal Hill Funds (the “Trust”), and Cavanal Hill Investment Management, Inc. (the “Adviser”).
