DEALER MANAGER AGREEMENTDealer Manager Agreement • September 21st, 2018 • Franklin LTD Duration Income Trust • New York
Each of Franklin Limited Duration Income Trust, a Delaware statutory trust (the “Fund”), and Franklin Advisers, Inc., a California corporation (the “Adviser”), hereby confirms the agreement with and appointment of UBS Securities LLC to act as dealer manager (the “Dealer Manager”) in connection with the issuance by the Fund to the holders of record (the “Record Date Shareholders”) at the close of business on the record date set forth in the Prospectus (as defined herein) (the “Record Date”) transferable rights entitling such Record Date Shareholders to subscribe for up to 7,534,709 shares (each a “Share” and, collectively, the “Shares”) of beneficial interest, no par value (the “Common Shares”), of the Fund (the “Offer”). Pursuant to the terms of the Offer, the Fund is issuing each Record Date Shareholder one (1) transferable right (each a “Right” and, collectively, the “Rights”) for each Common Share held by such Record Date Shareholder on the Record Date. Such Rights entitle their hol
STATEMENT OF WORKStatement of Work • September 21st, 2018 • Franklin LTD Duration Income Trust
This STATEMENT OF WORK (this “SOW”) is entered into as of September 17, 2018, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Franklin Limited Duration Income Trust (the “Company” or “Fund”), pursuant to the Transfer Agency and Registrar Services Agreement (“Agreement”) dated March 25, 2015, by and between “the Parties”. In the event of a conflict between this SOW and the Agreement, the Agreement shall prevail. Terms not otherwise defined in this SOW shall have the same meaning as in the Agreement.
