AMENDMENT NO. 1 TO WARRANT AGREEMENTWarrant Agreement • March 15th, 2016 • Alimera Sciences Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 15th, 2016 Company Industry JurisdictionTHIS AMENDMENT NO. 1 TO WARRANT AGREEMENT is made this 2nd day of November, 2015, by and between Hercules Technology Growth Capital, Inc., a Maryland corporation (“Warrantholder”) and Alimera Sciences, Inc., a Delaware corporation (the “Company”).
FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • March 15th, 2016 • Alimera Sciences Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 15th, 2016 Company Industry JurisdictionThis FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”), dated as of November 2, 2015 (the “First Amendment Date”), is by and among (a) ALIMERA SCIENCES LIMITED, a company registered under the laws of England and Wales under company number 08018355 and having its registered office at Centaur House, Ancells Road, Fleet, Hampshire, United Kingdom, GU51 2UJ (“Borrower”), (b) Hercules Capital Funding Trust 2014-1, a statutory trust created and existing under the laws of the State of Delaware (“Lender”) and (c) HERCULES TECHNOLOGY GROWTH CAPITAL, INC., a Maryland corporation, in its capacity as administrative agent for itself and the Lender (in such capacity, the “Agent”).