PROSPECT CAPITAL CORPORATION 3.364% Notes due 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • May 21st, 2021 • Prospect Capital Corp • New York
Underwriters Aggregate Principal Amount of Securities RBC Capital Markets, LLC $ 91,500,000 Goldman Sachs & Co. LLC 91,500,000 Barclays Capital Inc. 30,000,000 KeyBanc Capital Markets Inc. 15,000,000 BNP Paribas Securities Corp. 12,000,000 CIBC World Markets Corp. 10,500,000 Mizuho Securities USA LLC 10,500,000 R. Seelaus & Co., LLC 10,500,000 WauBank Securities LLC 9,000,000 M&T Securities, Inc. 7,500,000 Comerica Securities, Inc. 4,500,000 UBS Securities LLC 4,500,000 Incapital LLC 3,000,000 Total $ 300,000,000
