SUBSCRIPTION ESCROW AGREEMENTSubscription Escrow Agreement • February 23rd, 2022 • Prospect Capital Corp • New York
THIS SUBSCRIPTION ESCROW AGREEMENT dated as of February 18, 2022 (this “Agreement”), is entered into among Prospect Capital Corporation (the “Issuer”) and UMB Bank, National Association, a national banking association, as escrow agent (the “Escrow Agent”).
AMENDED AND RESTATED DEALER MANAGER AGREEMENT by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, InspereX LLC and such other Agents added from time to time February 18, 2022Dealer Manager Agreement • February 23rd, 2022 • Prospect Capital Corp • Illinois
In the event that any Agent is a Covered Entity and becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Agent of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.
