PROSPECT CAPITAL CORPORATION AMENDMENT NO. 3 TO AMENDED AND RESTATED DEALER MANAGER AGREEMENTDealer Manager Agreement • February 13th, 2023 • Prospect Capital Corp
Contract Type FiledFebruary 13th, 2023 CompanyThis amendment (this “Amendment No. 3”) to the Amended and Restated Dealer Manager Agreement (the “A&R Dealer Manager Agreement”) dated as of February 25, 2021 is by and between Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), and Preferred Capital Securities, LLC, a Georgia limited liability company (the “Dealer Manager”), and shall be effective as of the date hereof (the “Effective Date”).