AMENDMENT TO EXPENSE LIMITATION AGREEMENT BETWEEN OLD MUTUAL FUNDS I AND OLD MUTUAL CAPITAL, INC. DATED NOVEMBER 29, 2007 AS AMENDED FEBRUARY 20, 2008Expense Limitation Agreement • April 4th, 2008 • Old Mutual Funds I
The Investment Advisor hereby agrees, subject to the terms of this Agreement, to reduce the fees payable to it under the Advisory Agreement and to make any additional payments to the extent necessary to limit total annual fund operating expenses (inclusive of management fees and other expenses; exclusive of underlying fund fees and expenses, interest, taxes, brokerage costs and commissions, dividend and interest expense on short sales, litigation, indemnification, and extraordinary expenses as determined under generally accepted accounting principles) (the “Deferred Expenses”) to an annual rate (as a percentage of the VA Portfolios’ average daily net assets) as set forth on Schedule A (“Expense Limit”) for the period beginning January 1, 2009 through December 31, 2017.
OLD MUTUAL ADVISOR FUNDS EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 4th, 2008 • Old Mutual Funds I • Delaware
This Expense Limitation Agreement (“Agreement”), effective as of November 29, 2007, is made and entered into by and between Old Mutual Advisor Funds, a business trust organized under the laws of the State of Delaware (the “Trust”) on behalf of each Portfolio of the Trust set forth in Schedule A (each a “VA Portfolio”, and collectively, the “VA Portfolios”), and Old Mutual Capital, Inc., a Delaware corporation (“Old Mutual Capital” or the “Investment Advisor”).
AMENDMENT TO EXPENSE LIMITATION AGREEMENT BETWEEN OLD MUTUAL FUNDS I (THE “TRUST”) AND OLD MUTUAL CAPITAL, INC. DATED SEPTEMBER 29, 2006 (THE “AGREEMENT”) AS AMENDED MARCH 31, 2008 On behalf of the following series funds of the Trust:Expense Limitation Agreement • April 4th, 2008 • Old Mutual Funds I
AMENDED SCHEDULE A TO THE INVESTMENT ADVISORY AGREEMENT DATED SEPTEMBER 29, 2006 EFFECTIVE APRIL 7, 2008Investment Advisory Agreement • April 4th, 2008 • Old Mutual Funds I
The Investment Advisory Agreement dated September 29, 2006 between Old Mutual Funds I and Old Mutual Capital, Inc. (the "Agreement") is hereby amended by replacing Schedule A in its entirety with the following:
AMENDMENT TO EXPENSE LIMITATION AGREEMENT BETWEEN OLD MUTUAL FUNDS I (THE “TRUST”) AND OLD MUTUAL CAPITAL, INC. DATED NOVEMBER 29, 2007, AS AMENDED (THE “AGREEMENT”) AS AMENDED MARCH 31, 2008 On behalf of the following series funds of the Trust:Expense Limitation Agreement • April 4th, 2008 • Old Mutual Funds I
The Investment Advisor hereby agrees, subject to the terms of this Agreement, to reduce the fees payable to it under the Advisory Agreement and to make any additional payments to the extent necessary to limit total annual fund operating expenses (inclusive of management fees and other expenses; exclusive of underlying fund fees and expenses, interest, taxes, brokerage costs and commissions, dividend and interest expense on short sales, litigation, indemnification, and extraordinary expenses as determined under generally accepted accounting principles) (the “Deferred Expenses”) to an annual rate (as a percentage of the VA Portfolios’ average daily net assets) as set forth on Schedule A (“Expense Limit”) for the period beginning May 1, 2009 through December 31, 2017.
