CONVERSION AGENT AGREEMENTConversion Agent Agreement • October 21st, 2009 • Converted Organics Inc. • Agricultural chemicals • Massachusetts
Contract Type FiledOctober 21st, 2009 Company Industry JurisdictionThis Conversion Agent Agreement (the “Agreement”) is entered into as of this 20th day of October, 2009, between Converted Organics Inc., a company organized and existing under the laws of the State of Delaware (the “Company”), and Computershare Inc., a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking association doing business at 250 Royall Street, Canton, Massachusetts (in its capacity as Conversion Agent, including the performance of the Unclaimed Property and Lost Holders services as provided herein, collectively the “Conversion Agent”, the “Transfer Agent” or the “Registrar” or individually “Computershare” and the “Trust Company”, respectively),
THE REGISTERED HOLDER OF THIS PURCHASE OPTION BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE OPTION EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE OPTION AGREES THAT IT WILL NOT SELL,...Purchase Option Agreement • October 21st, 2009 • Converted Organics Inc. • Agricultural chemicals • New York
Contract Type FiledOctober 21st, 2009 Company Industry JurisdictionTHIS PURCHASE OPTION IS NOT EXERCISABLE PRIOR TO OCTOBER 14, 2010, ASSUMING THE SECURITIES UNDERLYING THIS PURCHASE OPTION ARE COVERED BY AN EFFECTIVE REGISTRATION STATEMENT AND A CURRENT PROSPECTUS IS AVAILABLE OR AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, IS AVAILABLE (AS DESCRIBED MORE FULLY IN THE COMPANY’S REGISTRATION STATEMENT (DEFINED HEREIN)). THIS PURCHASE OPTION SHALL BE VOID AFTER 5:00 P.M EASTERN TIME, OCTOBER 14, 2014.
WARRANT AGREEMENTWarrant Agreement • October 21st, 2009 • Converted Organics Inc. • Agricultural chemicals • Massachusetts
Contract Type FiledOctober 21st, 2009 Company Industry JurisdictionThis WARRANT AGREEMENT (this “Agreement”) is entered into as of this 20th day of October, 2009, among Converted Organics Inc., a Delaware corporation (the “Company”), and Computershare Inc., a Delaware corporation, and its wholly-owned subsidiary, Computershare Trust Company, N.A., a national banking association doing business at 250 Royall Street, Canton, Massachusetts (in their capacity as Warrant Agent as provided herein, together, the “Warrant Agent,” or individually, “Computershare” and the “Trust Company,” respectively).