LOAN AGREEMENTLoan Agreement • November 9th, 2011 • Ladenburg Thalmann Financial Services Inc • Security & commodity brokers, dealers, exchanges & services • Florida
Contract Type FiledNovember 9th, 2011 Company Industry JurisdictionTHIS LOAN AGREEMENT (this “Agreement”), dated as of November 4, 2011, is entered into by and between Ladenburg Thalmann Financial Services Inc., a Florida corporation (“Borrower ”), and the lending parties set forth on the signature pages attached hereto (individually a “Lender” and collectively, the “Lenders”).
ContractLadenburg Thalmann Financial Services Inc • November 9th, 2011 • Security & commodity brokers, dealers, exchanges & services • Florida
Company FiledNovember 9th, 2011 Industry JurisdictionTHIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“SECURITIES ACT”), OR ANY STATE SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY SHARE MAY BE SOLD OR TRANSFERRED ABSENT SUCH REGISTRATION OR AN EXEMPTION THEREFROM.