STRICTLY CONFIDENTIAL BIOLASE, Inc. 4 Cromwell Irvine, CA 92618 Attention: Federico Pignatelli, Executive Chairman and Chief Executive Officer Dear Mr. Pignatelli:Biolase, Inc • September 27th, 2013 • Dental equipment & supplies • New York
This letter (the “Agreement”) constitutes our understanding with respect to the engagement of Northland Securities, Inc. (“Northland”) by BIOLASE, Inc. (the “Company”), to assist the Company with respect to a proposed registered direct financing (the “Offering”), including an offering of equity, equity-linked, debt or convertible securities (the “Securities”) by the Company. It is currently contemplated that Northland will serve as agent in a registered direct transaction.
SUBSCRIPTON AGREEMENTSubscripton Agreement • September 27th, 2013 • Biolase, Inc • Dental equipment & supplies
This agreement is dated September 23, 2013 between the undersigned (“Buyer”) and Biolase, Inc., a Delaware corporation having a principal place of business at 4 Cromwell, Irvine, California 92618 (“Seller”), whereby the parties agree as follows:
