CASTLE BRANDS INC. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 15th, 2013 • Castle Brands Inc • Beverages • New York
Castle Brands Inc., a corporation organized under the laws of the State of Florida (the “Company”), proposes, subject to the terms and conditions stated in this equity distribution agreement (this “Agreement”), to issue and sell through or to Barrington Research Associates, Inc., as the sales agent (the “Sales Agent”), shares of its authorized but unissued common stock, par value $0.01 per share (the “Common Stock”), having an aggregate gross sales price of up to $6.0 million (the “Securities”).
FIFTH AMENDMENT, WAIVER AND CONSENT TO THE LOAN AND SECURITY AGREEMENT BETWEEN CASTLE BRANDS INC., CASTLE BRANDS (USA) CORP. AND KELTIC FINANCIAL PARTNERS II, LP DATED AS OF AUGUST 19, 2011Loan and Security Agreement • November 15th, 2013 • Castle Brands Inc • Beverages • New York
CASTLE BRANDS INC., a corporation organized under the laws of the State of Florida (“CBI”) and CASTLE BRANDS (USA) CORP. a corporation organized under the laws of the State of Delaware (“CBUSA”) (individually and collectively, “Borrower”) and KELTIC FINANCIAL PARTNERS II, LP, a Delaware limited partnership (“Lender”), are parties to a Loan and Security Agreement dated as of August 19, 2011, as amended by a First Amendment dated as of July 23, 2012, by a Second Amendment dated as of March 11, 2013, by a Third Amendment dated as of August 7, 2013, and by a Fourth Amendment, Waiver and Consent effective as of October 21, 2013 (as so amended, the “Credit Agreement”), in connection with which Borrower delivered an Amended and Restated Revolving Credit Note dated March 11, 2013 in a maximum principal amount of $8,000,000 (the “Revolving Credit Note”), an Amended and Restated Term Note dated August 7, 2013 in the original principal amount of $4,000,000 (the “Term Note”), a Subordination Agree
