Standard Contracts
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT AGREEMENT to be effective December 30, 2009 by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the "Fund") and PRINCIPAL MANAGEMENT CORPORATION, an Iowa...Management Agreement • June 28th, 2010 • Principal Funds Inc
Contract Type FiledJune 28th, 2010 Company
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT WESTWOOD MANAGEMENT CORPORATION SUB-ADVISED FUNDS AGREEMENT executed as of the January 1, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT SMALLCAP VALUE FUND II SERIES AGREEMENT executed as of January 1, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and DIMENSIONAL FUND ADVISORS...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. AGREEMENT executed as of January 11, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT SMALLCAP VALUE FUND II AND MIDCAP VALUE FUND I AGREEMENT executed as of January 1, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and LOS...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT PRINCIPAL GLOBAL INVESTORS SUB-ADVISED SERIES AGREEMENT effective as of December 31, 2009, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT COLUMBUS CIRCLE INVESTORS SUB-ADVISED SERIES AGREEMENT executed as of January 1, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and COLUMBUS...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT LARGECAP BLEND FUND II SERIES AND LARGECAP GROWTH FUND I SERIES AGREEMENT executed as of the 1st day of January, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT LARGECAP BLEND FUND I AND MIDCAP VALUE FUND I AGREEMENT effective as of the 1st day of January, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • New York
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT INTERNATIONAL FUND I AGREEMENT executed as of the 1st day of January, 2009, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT SMALLCAP GROWTH FUND II AGREEMENT executed as of January 1, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and ESSEX INVESTMENT MANAGEMENT COMPANY, LLC....Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT SMALLCAP VALUE FUND II AGREEMENT executed as of January 1, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and Vaughan Nelson Investment Management, LP (hereinafter...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT AMERICAN CENTURY SUB-ADVISED FUNDS AGREEMENT executed as of the 1st day of January, 2010 by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc
Contract Type FiledJune 28th, 2010 Company
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT MIDCAP GROWTH FUND III SERIES AGREEMENT executed as of the 1st day of January, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT CAUSEWAY CAPITAL MANAGEMENT LLC SUB-ADVISED FUNDS AGREEMENT executed as of the January 1, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT J.P. MORGAN SUB-ADVISED FUNDS AGREEMENT executed as of the 1st day of January, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT SMALLCAP GROWTH FUND II AGREEMENT executed as of the 1st day of January, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa Corporation (hereinafter called "the Manager") and EMERALD ADVISORS,...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT AMERICAN CENTURY SUB-ADVISED FUNDS AGREEMENT executed as of the 8th day of March, 2010 by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc
Contract Type FiledJune 28th, 2010 Company
PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT AXA ROSENBERG INVESTMENT MANAGEMENT SUB-ADVISED FUNDS AGREEMENT executed as of the 1st day of January, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. INTERIM SUB-ADVISORY AGREEMENT AMERICAN CENTURY SUB- ADVISED FUNDS AGREEMENT executed as of the 1st day of March, 2010 and shall be effective as of the 16th day of February, 2010 by and between PRINCIPAL MANAGEMENT CORPORATION,...Interim Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc
Contract Type FiledJune 28th, 2010 Company
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT UBS SUB- ADVISED FUNDS AGREEMENT executed as of the 1st day of January, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"),...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT MIDCAP GROWTH FUND III AGREEMENT executed as of January 1, 2010, by and between PRINCIPAL MANAGEMENT ORPORATION (hereinafter called "the Manager"), and JACOBS LEVY EQUITY MANAGEMENT,...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT ALLIANCEBERNSTEIN L.P. SUB-ADVISED FUNDS AGREEMENT executed as of the 1st day of January, 2010, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called...Sub-Advisory Agreement • June 28th, 2010 • Principal Funds Inc • Iowa
Contract Type FiledJune 28th, 2010 Company Jurisdiction