0001387131-13-003819 Sample Contracts

CORPORATE CAPITAL TRUST, INC. FORM OF PARTICIPATING BROKER AGREEMENT

Broker Agreement • October 16th, 2013 • Corporate Capital Trust, Inc. • Florida

• Contract Type
  Broker Agreement
• Filed
  October 16th, 2013
• Company
  Corporate Capital Trust, Inc.
• Jurisdiction
  Florida

THIS PARTICIPATING BROKER AGREEMENT (the “Agreement”) is made and entered into as of the day of , 201__, between CNL SECURITIES CORP., a Florida corporation (the “Managing Dealer”), and _________________________________________, a (the “Broker”).

FORM OF MANAGING DEALER AGREEMENT

Form of Managing Dealer Agreement • October 16th, 2013 • Corporate Capital Trust, Inc. • New York

• Contract Type
  Form of Managing Dealer Agreement
• Filed
  October 16th, 2013
• Company
  Corporate Capital Trust, Inc.
• Jurisdiction
  New York

THIS MANAGING DEALER AGREEMENT (this “Agreement”) is made and entered into as of the ___ day of ____________, 2013, between CORPORATE CAPITAL TRUST, INC., a Maryland corporation (the “Company”), and CNL SECURITIES CORP., a Florida corporation (the “Managing Dealer”).

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Subscription Agreement • October 16th, 2013 • Corporate Capital Trust, Inc. • Maryland

• Contract Type
  Subscription Agreement
• Filed
  October 16th, 2013
• Company
  Corporate Capital Trust, Inc.
• Jurisdiction
  Maryland

Brokerage Investment Advisory and Other Net of Commission Investment Subscription Amount $ Subscription Amount $ o Net of Commission Purchase* *By a Financial Advisor on his/her own behalf. o Wrap Fee Agreement at your Broker/Dealer** **Not all broker-dealers are eligible for advisory business; please confirm with the Managing Dealer. o Registered Investment Adviser For delivery and wire instructions, please see Section Seven.