CORPORATE CAPITAL TRUST, INC. FORM OF PARTICIPATING BROKER AGREEMENTBroker Agreement • October 16th, 2013 • Corporate Capital Trust, Inc. • Florida
THIS PARTICIPATING BROKER AGREEMENT (the “Agreement”) is made and entered into as of the day of , 201__, between CNL SECURITIES CORP., a Florida corporation (the “Managing Dealer”), and _________________________________________, a (the “Broker”).
FORM OF MANAGING DEALER AGREEMENTForm of Managing Dealer Agreement • October 16th, 2013 • Corporate Capital Trust, Inc. • New York
THIS MANAGING DEALER AGREEMENT (this “Agreement”) is made and entered into as of the ___ day of ____________, 2013, between CORPORATE CAPITAL TRUST, INC., a Maryland corporation (the “Company”), and CNL SECURITIES CORP., a Florida corporation (the “Managing Dealer”).
CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116Subscription Agreement • October 16th, 2013 • Corporate Capital Trust, Inc. • Maryland
Brokerage Investment Advisory and Other Net of Commission Investment Subscription Amount $ Subscription Amount $ o Net of Commission Purchase* *By a Financial Advisor on his/her own behalf. o Wrap Fee Agreement at your Broker/Dealer** **Not all broker-dealers are eligible for advisory business; please confirm with the Managing Dealer. o Registered Investment Adviser For delivery and wire instructions, please see Section Seven.
