Standard Contracts
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 2019 • Aberdeen Standard Investments ETFs • Delaware
Contract Type FiledMarch 1st, 2019 Company JurisdictionINVESTMENT ADVISORY AGREEMENT (“Agreement”) made as of this 27th day of August, 2018, between ETF Securities Advisors LLC (the “Adviser”) and ETFS Trust, a statutory trust organized under the laws of the State of Delaware (the “Trust”).
DISTRIBUTION AGREEMENTDistribution Agreement • March 1st, 2019 • Aberdeen Standard Investments ETFs • Colorado
Contract Type FiledMarch 1st, 2019 Company JurisdictionWHEREAS, the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), presently consisting of one or more portfolios (each a “Fund” and collectively the “Funds”);
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 2019 • Aberdeen Standard Investments ETFs • Delaware
Contract Type FiledMarch 1st, 2019 Company JurisdictionThis FIRST AMENDMENT (this “First Amendment”) to that certain Investment Advisory Agreement dated August 27, 2018, as amended (the “Agreement”), between ETFS Trust (the “Trust”) and ETF Securities Advisors LLC (the “Adviser”) is made and entered into by the foregoing parties as of September 24, 2018. Unless otherwise defined herein, capitalized terms used herein have the meanings specified in or pursuant to the Agreement.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 2019 • Aberdeen Standard Investments ETFs • Delaware
Contract Type FiledMarch 1st, 2019 Company JurisdictionThis SECOND AMENDMENT (this “Second Amendment”) to that certain Investment Advisory Agreement dated August 27, 2018, as amended (the “Agreement”), between Aberdeen Standard Investments ETFs, formerly ETFS Trust (the “Trust”), and Aberdeen Standard Investments ETFs Advisors LLC, formerly ETF Securities Advisors LLC (the “Adviser”), is made and entered into by the foregoing parties as of December 13, 2018. Unless otherwise defined herein, capitalized terms used herein have the meanings specified in or pursuant to the Agreement.
Amendment No. 1 to the Distribution AgreementDistribution Agreement • March 1st, 2019 • Aberdeen Standard Investments ETFs
Contract Type FiledMarch 1st, 2019 CompanyThis Amendment No. I (this “Amendment”) to the Distribution Agreement is entered into by and between Aberdeen Standard Investments ETFs (formerly, ETFS Trust), a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”), and is effective as of October 1, 2018.
FEE WAIVER AGREEMENTFee Waiver Agreement • March 1st, 2019 • Aberdeen Standard Investments ETFs • Delaware
Contract Type FiledMarch 1st, 2019 Company Jurisdiction
FIRST AMENDMENT TO FEE WAIVER AGREEMENTFee Waiver Agreement • March 1st, 2019 • Aberdeen Standard Investments ETFs • Delaware
Contract Type FiledMarch 1st, 2019 Company JurisdictionThis FIRST AMENDMENT (this “First Amendment”) to that certain Fee Waiver Agreement dated August 27, 2018, as amended (the “Agreement”), between ETFS Trust (the “Trust”) and ETF Securities Advisors LLC (the “Adviser”) is made and entered into by the foregoing parties as of September 24, 2018. Unless otherwise defined herein, capitalized terms used herein have the meanings specified in or pursuant to the Agreement.