0001387131-20-010129 Sample Contracts

DISTRIBUTION AGREEMENT

Distribution Agreement • November 20th, 2020 • Rivernorth Opportunities Fund, Inc. • New York

• Contract Type
  Distribution Agreement
• Filed
  November 20th, 2020
• Company
  Rivernorth Opportunities Fund, Inc.
• Jurisdiction
  New York

This DISTRIBUTION AGREEMENT (this "Agreement") made as of November 11, 2020 by and between RiverNorth Opportunities Fund, Inc., a Maryland corporation (the "Fund"), and ALPS Distributors, Inc., a Colorado corporation (the "Distributor").

CREDIT AGREEMENT FOR MARGIN FINANCING

Credit Agreement for Margin Financing • November 20th, 2020 • Rivernorth Opportunities Fund, Inc. • New York

• Contract Type
  Credit Agreement for Margin Financing
• Filed
  November 20th, 2020
• Company
  Rivernorth Opportunities Fund, Inc.
• Jurisdiction
  New York

CREDIT AGREEMENT FOR MARGIN FINANCING (this “Agreement”), dated as of November __, 2020, by and between RIVERNORTH OPPORTUNITIES FUND INC., a Maryland corporation that is registered under the Investment Company Act of 1940, as amended (the “Client”), and PERSHING LLC (“Pershing”).