0001387131-21-007325 Sample Contracts

FORM OF MANAGING DEALER AGREEMENT

Managing Dealer Agreement • July 14th, 2021 • CNL Strategic Capital, LLC • Miscellaneous manufacturing industries • Florida

• Contract Type
  Managing Dealer Agreement
• Filed
  July 14th, 2021
• Company
  CNL Strategic Capital, LLC
• Industry
  Miscellaneous manufacturing industries
• Jurisdiction
  Florida

MANAGING DEALER AGREEMENT (this “Agreement”) is made and entered into as of the day of , 202 , between CNL STRATEGIC CAPITAL, LLC, a Delaware limited liability company (the “Company”) and CNL SECURITIES CORP., a Florida corporation (the “Managing Dealer”).

FORM OF PARTICIPATING BROKER AGREEMENT CNL STRATEGIC CAPITAL, LLC

Participating Broker Agreement • July 14th, 2021 • CNL Strategic Capital, LLC • Miscellaneous manufacturing industries • Florida

• Contract Type
  Participating Broker Agreement
• Filed
  July 14th, 2021
• Company
  CNL Strategic Capital, LLC
• Industry
  Miscellaneous manufacturing industries
• Jurisdiction
  Florida

THIS PARTICIPATING BROKER AGREEMENT (the “Agreement”) is made and entered into as of the _____ day of _________________, 202_, between CNL SECURITIES CORP., a Florida corporation (the “Managing Dealer”), and ______________________________ a ________________________ (the “Broker”).