Subscription Agent Agreement Between RiverNorth Opportunities Fund, Inc. And Computershare Trust Company, N.A. And Computershare Inc.Subscription Agent Agreement • September 28th, 2021 • Rivernorth Opportunities Fund, Inc. • New York
Contract Type FiledSeptember 28th, 2021 Company JurisdictionThis SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 22nd day of September (the “Effective Date”) by and among RiverNorth Opportunities Fund, Inc., a company organized and existing under the laws of the State of Maryland (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).
September 23, 2021Information Agent Agreement • September 28th, 2021 • Rivernorth Opportunities Fund, Inc. • New York
Contract Type FiledSeptember 28th, 2021 Company JurisdictionThis Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“Georgeson”) by RiverNorth Opportunities Fund, Inc. (the “Company”) to act as Information Agent in connection with the Company’s upcoming rights offering (the “Offer”). The term of this Agreement shall be the term of the Offer, including any extensions thereof.