EMPLOYEE STOCK OPTION AWARDEmployee Stock Option Award • February 26th, 2014 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledFebruary 26th, 2014 Company Industry JurisdictionThis agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to [•] (the “Optionee”) pursuant to the Company’s 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean [•], 20[•].
SUPPLEMENTAL EXECUTIVE RESTRICTED STOCK UNIT AWARDSupplemental Executive Restricted Stock Unit • February 26th, 2014 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledFebruary 26th, 2014 Company Industry JurisdictionThis agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to ____________ (the “Participant”) pursuant to the Company’s 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean February 24, 2014.
FINANCIAL INSTITUTION RESTRICTED STOCK UNIT AWARDRestricted Stock Unit • February 26th, 2014 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledFebruary 26th, 2014 Company Industry JurisdictionThis agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to [•] (the “Participant”) pursuant to the Company’s 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean [•], 20[•].
ADVISOR RESTRICTED STOCK UNIT AWARDAdvisor Restricted Stock Unit • February 26th, 2014 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledFebruary 26th, 2014 Company Industry JurisdictionThis agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to [•] (the “Participant”) pursuant to the Company’s 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean [•], 20[•].
EMPLOYEE RESTRICTED STOCK UNIT AWARD granted under theEmployee Restricted Stock Unit Award • February 26th, 2014 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledFebruary 26th, 2014 Company Industry JurisdictionThis agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to [•] (the “Participant”) pursuant to the Company’s 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean [•], 20[•].