0001397911-14-000038 Sample Contracts

EMPLOYEE STOCK OPTION AWARD
Employee Stock Option Award • February 26th, 2014 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to [•] (the “Optionee”) pursuant to the Company’s 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean [•], 20[•].

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SUPPLEMENTAL EXECUTIVE RESTRICTED STOCK UNIT AWARD
Supplemental Executive Restricted Stock Unit • February 26th, 2014 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to ____________ (the “Participant”) pursuant to the Company’s 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean February 24, 2014.

Sample 1
FINANCIAL INSTITUTION RESTRICTED STOCK UNIT AWARD
Restricted Stock Unit • February 26th, 2014 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to [•] (the “Participant”) pursuant to the Company’s 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean [•], 20[•].

Sample 1
ADVISOR RESTRICTED STOCK UNIT AWARD
Advisor Restricted Stock Unit • February 26th, 2014 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to [•] (the “Participant”) pursuant to the Company’s 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean [•], 20[•].

Sample 1
EMPLOYEE RESTRICTED STOCK UNIT AWARD granted under the
Employee Restricted Stock Unit Award • February 26th, 2014 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to [•] (the “Participant”) pursuant to the Company’s 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean [•], 20[•].

Sample 1
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