0001397911-17-000025 Sample Contracts

EMPLOYEE STOCK OPTION AWARD granted under the

Employee Stock Option Award • February 24th, 2017 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware

• Contract Type
  Employee Stock Option Award
• Filed
  February 24th, 2017
• Company
  LPL Financial Holdings Inc.
• Industry
  Security & commodity brokers, dealers, exchanges & services
• Jurisdiction
  Delaware

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to [●] (the “Optionee”) pursuant to the Company’s Amended and Restated 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean [●], 20[●].

EMPLOYEE RESTRICTED STOCK UNIT AWARD granted under the

Employee Restricted Stock Unit Award • February 24th, 2017 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware

• Contract Type
  Employee Restricted Stock Unit Award
• Filed
  February 24th, 2017
• Company
  LPL Financial Holdings Inc.
• Industry
  Security & commodity brokers, dealers, exchanges & services
• Jurisdiction
  Delaware

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to [●] (the “Participant”) pursuant to the Company’s Amended and Restated 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean [●], 20[●].

EMPLOYEE PERFORMANCE STOCK UNIT AWARD granted under the

Employee Performance Stock Unit Award • February 24th, 2017 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware

• Contract Type
  Employee Performance Stock Unit Award
• Filed
  February 24th, 2017
• Company
  LPL Financial Holdings Inc.
• Industry
  Security & commodity brokers, dealers, exchanges & services
• Jurisdiction
  Delaware

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to [●] (the “Participant”) pursuant to the Company’s Amended and Restated 2010 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). For purposes of this Agreement, the “Grant Date” shall mean [●].