SEVENTH AMENDMENT dated as of July 18, 2023 among LPL FINANCIAL HOLDINGS INC., as Holdings, LPL HOLDINGS, INC., as Borrower, CERTAIN SUBSIDIARIES OF LPL FINANCIAL HOLDINGS INC., as Subsidiary Guarantors, the INCREMENTAL REVOLVING Lenders Party Hereto,...Seventh Amendment • October 31st, 2023 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledOctober 31st, 2023 Company Industry JurisdictionThis SEVENTH AMENDMENT (this “Agreement”), dated as of July 18, 2023, is made by and among LPL HOLDINGS, INC., a Massachusetts corporation (the “Borrower”), LPL FINANCIAL HOLDINGS INC., a Delaware corporation (“Holdings”), each subsidiary of the Borrower listed on the signature pages hereto (the “Subsidiary Guarantors”; the Subsidiary Guarantors, together with Holdings, the “Guarantors”; and the Guarantors, together with the Borrower, the “Credit Parties”), each of the undersigned banks and other financial institutions party hereto as an “Incremental Revolving Lender” (as defined below), JPMORGAN CHASE BANK, N.A. (“JPMorgan”), as administrative agent for the Lenders under the Amended Credit Agreement (as defined below) (the “Administrative Agent”) and as collateral agent for the Lenders under the Amended Credit Agreement, JPMorgan, Citibank, N.A. (“Citi”), Citizens Bank, N.A. (“Citizens”), Truist Bank (“Truist”), U.S. Bank National Association (“U.S. Bank”), as Letter of Credit Issuers