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0001398344-14-000483 Sample Contracts

Standard Contracts

JOINT INSURANCE AGREEMENT
Joint Insurance Agreement • January 30th, 2014 • Guinness Atkinson Funds • Delaware

AGREEMENT dated as of ___________, among and Guinness Atkinson Asset Management, Inc. (the “Advisor”), Guinness Atkinson Funds (“GAF”), on behalf of its portfolio series listed on Exhibit A, SmartX ETF Trust (“SXETF”), on behalf of its portfolio series listed on Exhibit A, (each series, individually, a “Fund”; collectively, the “Funds” and GAF and SXETF, collectively, the “Trusts”)) (each of the Funds and Advisor, an “Insured” and collectively, the “Joint Insureds”).