AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATIONAgreement and Plan of Reorganization and Termination • September 2nd, 2016 • Ultimus Managers Trust • Ohio
THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION (“Agreement”) is made as of July 26, 2016, by and between ULTIMUS MANAGERS TRUST, an Ohio business trust, with its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (“New Trust”), on behalf of a single segregated portfolio of assets (“series”) thereof listed under the heading “New Fund” on Schedule A attached hereto (“Schedule A”) (“New Fund”), and STRALEM FUND, a Delaware statutory trust, with its principal place of business at 645 Madison Avenue, New York, NY 10022 (“Old Trust”), on behalf of the series thereof listed under the heading “Old Fund” on Schedule A (“Old Fund”), and solely for purposes of paragraphs 3.4, 5.10, 5.11, 6 and 9 herein, Stralem & Company Incorporated, investment advisor to the New Fund and the Old Fund (the “Manager”) (Each of the New Trust and Old Trust is sometimes referred to herein, each as an “Investment Company” and collectively, as “Investment Companies,” and th
