AMENDED AND RESTATED JOINT INSURANCE AGREEMENTJoint Insurance Agreement • January 27th, 2017 • Lee Financial Mutual Fund, Inc. • Hawaii
This Amended and Restated Joint Insurance Agreement (the “Agreement”), dated as of January 18, 2017, is by and among Lee Financial Mutual Fund, Inc., which includes the portfolios listed on Schedule A (the “Fund”), Lee Financial Group Hawaii, Inc. (the “Adviser”), Lee Financial Securities, Inc. (the “Distributor”) and Lee Financial Recordkeeping, Inc. (the “Transfer Agent”).
LEE FINANCIAL MUTUAL FUND, INC. AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • January 27th, 2017 • Lee Financial Mutual Fund, Inc.
THIS AGREEMENT made this 27th day of July, 2016, by and between LEE FINANCIAL MUTUAL FUND, INC., a Maryland corporation with an office located at 3113 Olu Street, Honolulu, Hawaii, (the “Corporation”), for the Hawaii Municipal Fund series and the Lee Financial Tactical Fund series (all references to any series of the Corporation will be called the “Fund” unless expressly noted otherwise) and LEE FINANCIAL SECURITIES, INC., a Hawaii corporation, with its principal office located at 3113 Olu Street, Honolulu, Hawaii (the “Distributor”).
AMENDMENT TO SHAREHOLDER SERVICES AGREEMENT Dated: September 30, 2016Shareholder Services Agreement • January 27th, 2017 • Lee Financial Mutual Fund, Inc.
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below as of the day and year first above written.
AMENDMENT TO ADMINISTRATION AGREEMENT Dated: September 30, 2016Administration Agreement • January 27th, 2017 • Lee Financial Mutual Fund, Inc.
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below as of the day and year first above written.
LEE FINANCIAL MUTUAL FUND, INC. AMENDED AND RESTATED SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • January 27th, 2017 • Lee Financial Mutual Fund, Inc. • Hawaii
AGREEMENT dated July 27, 2016, between Lee Financial Recordkeeping, Inc. (“LFR”), a Hawaii Corporation and Lee Financial Mutual Fund, Inc. (the “Corporation”), a Maryland Corporation. Hawaii Municipal Fund series and Lee Financial Tactical Fund series are series of the Corporation operated as open-ended, non-diversified management investment companies. All references to any series of the Corporation will be called the “Fund” unless expressly noted otherwise.
AMENDMENT TO DISTRIBUTION AGREEMENT Dated: September 30, 2016Distribution Agreement • January 27th, 2017 • Lee Financial Mutual Fund, Inc.
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below as of the day and year first above written.
LEE FINANCIAL MUTUAL FUND, INC. AMENDED AND RESTATED ADMINISTRATIVE AGREEMENTAdministrative Agreement • January 27th, 2017 • Lee Financial Mutual Fund, Inc. • Hawaii
ADMINISTRATIVE AGREEMENT made this 27th day of July, 2016, by and between Lee Financial Mutual Fund, Inc., a Maryland corporation, (the “Corporation”) for the Hawaii Municipal Fund series, the Lee Financial Tactical Fund series, and Lee Financial Group Hawaii, Inc., a Hawaii corporation (the “Administrator”). All references to any series of the Corporation will be called the “Fund” unless expressly noted otherwise.
