Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • February 17th, 2017 • Ultimus Managers Trust • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of January 25, 2017 ("Agreement"), is by and among (i) the Target Company, as defined below, on behalf of the Target Fund, as defined below, (ii) the Acquiring Company, as defined below, on behalf of the Acquiring Fund, as defined below, (iii) for purposes of paragraphs 5.3, 9.5, 9.6 and 11 of this Agreement only, Kempner Capital Management, Inc. ("Kempner"), and (iv) for purposes of paragraphs 5.4, 9.5, 9.7, 10.2 and 11 of this Agreement only, Frost Investment Advisors, LLC ("Frost"). Other than the Target Fund and the Acquiring Fund, no other series of either the Target Company or the Acquiring Company are parties to this Agreement.
