April 30, 2017 ALPS Variable Investment Trust Board of TrusteesLetter Agreement • April 3rd, 2017 • ALPS Variable Investment Trust
Amendment to Transfer Agency and Services AgreementTransfer Agency and Services Agreement • April 3rd, 2017 • ALPS Variable Investment Trust
This Amendment dated as of April 30, 2017 (this “Amendment”) is to the Transfer Agency and Services Agreement dated December 7, 2006, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS Variable Investment Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
April 30, 2017 ALPS Variable Investment Trust Board of TrusteesLetter Agreement • April 3rd, 2017 • ALPS Variable Investment Trust
April 30, 2017 ALPS Variable Investment Trust Board of TrusteesLetter Agreement • April 3rd, 2017 • ALPS Variable Investment Trust
April 30, 2017 ALPS Variable Investment Trust Board of TrusteesLetter Agreement • April 3rd, 2017 • ALPS Variable Investment Trust
Amendment to Sub-Advisory AgreementSub-Advisory Agreement • April 3rd, 2017 • ALPS Variable Investment Trust
This Amendment dated as of April 30, 2017 (this “Amendment”) is to the Sub-Advisory Agreement dated as of April 30, 2014, as amended March 11, 2015 (the “Agreement”), by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation, ALPS Variable Investment Trust (the “Trust”), a Delaware statutory trust, on behalf of each series thereof and Stadion Money Management, LLC (the “Sub-Adviser”), a Delaware limited liability company. Any items not herein defined shall have the meaning ascribed to them in the Agreement
ALPS ADVISORS, INC.ALPS Variable Investment Trust • April 3rd, 2017
This letter confirms the agreement by ALPS Advisors, Inc. (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that it is entitled to receive from the Portfolio. To the extent the Total Annual Fund Operating Expenses (as defined in Item 3 to Form N-1A, exclusive of distribution and service (12b-1) fees, shareholder services fees, acquired fund fees and expenses, brokerage commissions, taxes and extraordinary expenses) exceed 0.80% for each of the Class I and III shares of the Portfolio, the Adviser will reduce the fee payable with respect to the Portfolio to the extent of such excess and/or shall reimburse the Portfolio (or Class as applicable) by the amount of such excess. The waiver or reimbursement shall be allocated to each Class of the Portfolio in the same manner as the underlying expenses or fees were allocated.
Amendment to Fund Accounting and Administration AgreementAccounting and Administration Agreement • April 3rd, 2017 • ALPS Variable Investment Trust
This Amendment dated as of April 30, 2017 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated December 7, 2006, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and ALPS Variable Investment Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Distribution AgreementAmendment to Distribution Agreement • April 3rd, 2017 • ALPS Variable Investment Trust
This Amendment dated as of April 30, 2017 (this “Amendment”) is to the Distribution Agreement dated April 30, 2013, as amended (the “Agreement”), by and between ALPS Variable Investment Trust (the “Trust”), an open-end, management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, on behalf of the Portfolios, and ALPS Portfolio Solutions Distributor, Inc. (the “Distributor”), a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, as amended. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • April 3rd, 2017 • ALPS Variable Investment Trust
This Amendment dated as of April 30, 2017 (this “Amendment”) is to the Investment Advisory Agreement dated as of April 30, 2014, as amended (the “Agreement”), by and between ALPS Variable Investment Trust (the “Trust”), a Delaware statutory trust, and ALPS Advisors, Inc. (the “Adviser”), a Colorado corporation and investment adviser registered under the Investment Advisers Act of 1940. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
