Appendix A AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATIONAgreement and Plan of Reorganization and Termination • October 3rd, 2017 • Ultimus Managers Trust • Maryland
THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION (“Agreement”) is made as of October 2, 2017, by and between ULTIMUS MANAGERS TRUST, an Ohio business trust, with its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (“New Trust”), on behalf of Meehan Focus Fund, a segregated portfolio of assets (“series”) thereof, (“New Fund”), and MEEHAN MUTUAL FUNDS, INC., a Maryland corporation, with its principal place of business at 7250 Woodmont Avenue, Suite 315, Bethesda, MD 20814, with respect to its sole series (named Meehan Focus Fund) (“Old Fund”), and solely for purposes of paragraphs 3.4, 5.3, 6 and 9 herein, Edgemoor Investment Advisors, Inc., investment advisor to the New Fund and the Old Fund (the “Manager”) (The New Trust and the Old Fund are sometimes referred to herein as an “Investment Company” and collectively, as the “Investment Companies,” and the New Fund and Old Fund are sometimes referred to herein, each as a “Fund” and collectively
