AMENDMENT TO OPERATING AGREEMENTOperating Agreement • November 6th, 2017 • Tributary Funds, Inc.
This Amendment (“Amendment”) is made as of March 15, 2017, by and between Charles Schwab & Co., Inc. (“Schwab”), a California corporation, and each registered investment company (“Fund Company”) executing this Amendment on its own behalf and on behalf of each of its series or classes of shares (“Fund(s)”) listed on Schedule I to the Operating Agreement, made as of April 17, 2006, as amended thereafter (“Operating Agreement”). This Amendment amends the Operating Agreement. All capitalized terms used in the Amendment and not defined herein shall have the meaning ascribed to them in the Operating Agreement.
THIRD AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENTFee Apportionment Agreement • November 6th, 2017 • Tributary Funds, Inc.
THIS THIRD AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENT (the “Agreement”) is made as of August 1, 2017, by and among: (1) Tributary Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (the “Company”), on behalf of the Tributary Small Company Fund, Tributary Balanced Fund, Tributary Growth Opportunities Fund, Tributary Short/Intermediate Bond Fund, Tributary Income Fund and Tributary Nebraska Tax-Free Fund (each, a “Fund” and collectively, the “Funds”), (2) Tributary Capital Management, LLC, a Colorado limited liability company (“Tributary”), and (3) First National Bank, a national banking association having its principal place of business at 14010 FNB Parkway, Omaha, NE 68154, on behalf of its division, First National Fund Advisers (“FNFA”).
Amendment to Investment Advisory Agreement between Tributary Capital Management, LLC and Tributary Funds, Inc (formerly known as “First Focus Funds, Inc.”)Investment Advisory Agreement • November 6th, 2017 • Tributary Funds, Inc.
This Amendment is made by and between Tributary Capital Management, LLC, a Colorado limited liability company (“Adviser”) and the Tributary Funds, Inc. formerly known as First Focus Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation (“Company”).
AMENDED EXPENSE WAIVER AGREEMENTExpense Waiver Agreement • November 6th, 2017 • Tributary Funds, Inc.
THIS AGREEMENT, dated as of November 6, 2017, is made and entered into by and between Tributary Funds, Inc. (the “Company”), on behalf of the investment series set forth on Schedule A attached hereto (each, a “Fund,” and collectively, the “Funds”), and Tributary Capital Management, LLC (the “Adviser”).
