MANAGEMENT AGREEMENTManagement Agreement • June 29th, 2018 • Caldwell & Orkin Funds Inc • Florida
AGREEMENT made effective as of the 8th day of February, 2018, by and between The Caldwell & Orkin Market Opportunity Fund (hereinafter referred to as the “Fund”) of The Caldwell & Orkin Funds, Inc., a Maryland corporation (hereinafter referred to as the “Company”) and Gator Capital Management, LLC, a Delaware limited liability company (hereinafter referred to as the “Manager”).
SPECIAL CUSTODY ACCOUNT AGREEMENT (Stock and Index Options) (Short Sales)Special Custody Account Agreement • June 29th, 2018 • Caldwell & Orkin Funds Inc • New York
THIS AGREEMENT, dated as of April 4, 2018 is by and among U.S. Bank, N.A., in its capacity as custodian hereunder (“Custodian”), Caldwell & Orkin Market Opportunity Fund, a series of The Caldwell & Orkin Funds, Inc. (“Customer”), Gator Capital Management, LLC, as investment advisor to Customer (“IA”) and Jefferies LLC (“Broker”).
Amendment to Fund Administration Addendum For The Caldwell & Orkin Funds, Inc.Fund Administration Addendum • June 29th, 2018 • Caldwell & Orkin Funds Inc
This Amendment revises the Fund Administration Addendum (the “Addendum”) to the Master Services Agreement, dated October 24, 2016 (the “Agreement”) between the Caldwell & Orkin Funds, Inc. (the “Fund”) and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”).
Amendment to the Distribution Agreement and the Distribution Fee LetterDistribution Agreement • June 29th, 2018 • Caldwell & Orkin Funds Inc
The Caldwell & Orkin Funds, Inc. (“the Fund”), a Maryland corporation, C&O Funds Advisor, Inc. (the “Advisor”), a Georgia corporation, Ultimus Fund Distributors, LLC the (“Distributor”), an Ohio limited liability company, and Gator Capital Management, LLC (the “Acquirer”). The Fund, the Advisor, the Distributor, and the Acquirer are collectively referred to as “the parties”.
