CAPITOL SERIES TRUST RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 19th, 2018 • Capitol Series Trust • Ohio
This AGREEMENT is made as of October 1, 2015, and restated as of December 19, 2018, by and between Capitol Series Trust (the “Trust”), an Ohio business trust, with its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio, 45246, and Fuller & Thaler Asset Management, Inc., a California corporation, with its principal office and place of business at 411 Borel Avenue, Suite 300, San Mateo, CA 94402 (the “Adviser”).
Third Amendment to the Distribution Agreement Between Capitol Series Trust and Unified Financial Securities, LLCDistribution Agreement • December 19th, 2018 • Capitol Series Trust
This third amendment (the “Amendment”) dated as of December 18, 2018 to the Distribution Agreement dated January 1, 2016 (the “Agreement”) is made by and among Capitol Series Trust, Fuller & Thaler Asset Management, Inc., and Unified Financial Securities, LLC (collectively, the “Parties”).
SEVENTH AMENDMENT to MASTER SERVICES Agreement Between CAPITOL SERIES Trust and Ultimus FUND SOLUTIONS, LLCMaster Services Agreement • December 19th, 2018 • Capitol Series Trust
This seventh amendment (the “Amendment”) revises the Master Services Agreement, dated December 21, 2016, between Capitol Series Trust (The “Trust”), and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company, and revises the Fund Administration Addendum, the Fund Administration Fee Letter, the Fund Accounting Fee Letter and the Transfer Agent and Shareholder Services Fee Letter, each dated October 1, 2017, between the Trust and Ultimus (collectively, the “Parties”) on behalf of the Fuller & Thaler Behavioral Small-Cap Equity Fund, the Fuller & Thaler Behavioral Small-Cap Growth Fund, the Fuller & Thaler Behavioral Mid-Cap Value Fund, the Fuller & Thaler Behavioral Unconstrained Equity Fund, the Fuller & Thaler Behavioral Small-Mid Core Equity Fund and the Fuller & Thaler Behavioral Micro-Cap Equity Fund (the “Fuller & Thaler Funds”) (together referred to as the “Agreement”).
CAPITOL SERIES TRUST EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 19th, 2018 • Capitol Series Trust
THIS AGREEMENT is made and entered into effective as of December 19, 2018 by and between Capitol Series Trust (the “Trust”), on behalf of its series portfolios as set forth on Appendix A, (each a “Fund”), and Fuller & Thaler Asset Management, Inc. (the “Adviser”), a California corporation.
AMENDMENT to CUSTODY Agreement Between CAPITOL SERIES Trust And THE HUNTINGTON NATIONAL BANKCustody Agreement • December 19th, 2018 • Capitol Series Trust
This amendment (the “Amendment”) revises Appendix B to the Custody Agreement, dated October 1, 2015, as amended December 20, 2017, between Capitol Series Trust (The “Trust”), a business trust formed under the laws of the State of Ohio, and The Huntington National Bank (“HNB”), a national bank organized under the laws of the United States, and hereby revises Appendix B to the Custody Agreement on behalf of the Fuller & Thaler Behavioral Small-Cap Equity Fund, the Fuller & Thaler Behavioral Small-Cap Growth Fund and the Fuller & Thaler Behavioral Mid-Cap Value Fund (the “Fuller & Thaler Funds”).
AMENDMENT to CUSTODY Agreement Between CAPITOL SERIES Trust And THE HUNTINGTON NATIONAL BANKCustody Agreement • December 19th, 2018 • Capitol Series Trust
This amendment (the “Amendment”) revises Appendix D – Fee Schedule to the Custody Agreement, dated October 1, 2015, as amended December 20, 2017, between Capitol Series Trust (The “Trust”), a business trust formed under the laws of the State of Ohio, and The Huntington National Bank (“HNB”), a national bank organized under the laws of the United States, and hereby revises Appendix D – Fee Schedule to the Custody Agreement on behalf of the Fuller & Thaler Behavioral Small-Cap Equity Fund, the Fuller & Thaler Behavioral Small-Cap Growth Fund, the Fuller & Thaler Behavioral Mid-Cap Value Fund, the Fuller & Thaler Behavioral Unconstrained Equity Fund, the Fuller & Thaler Behavioral Small-Mid Core Equity Fund, and the Fuller & Thaler Behavioral Micro-Cap Equity Fund (the “Fuller & Thaler Funds”).
