AMENDED EXPENSE WAIVER AGREEMENTExpense Waiver Agreement • July 22nd, 2019 • Tributary Funds, Inc.
Contract Type FiledJuly 22nd, 2019 CompanyTHIS AGREEMENT, dated as of August 1, 2019, is made and entered into by and between Tributary Funds, Inc. (the “Company”), on behalf of the investment series set forth on Schedule A attached hereto (each, a “Fund,” and collectively, the “Funds”), and Tributary Capital Management, LLC (the “Adviser”).
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • July 22nd, 2019 • Tributary Funds, Inc. • Nebraska
Contract Type FiledJuly 22nd, 2019 Company JurisdictionTHIS DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made effective as of February 1, 2019, by and between Tributary Capital Management, LLC (the “Adviser”), and Northern Lights Distributors, LLC (the “Distributor”).
NINTH AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENTFee Apportionment Agreement • July 22nd, 2019 • Tributary Funds, Inc.
Contract Type FiledJuly 22nd, 2019 CompanyTHIS NINTH AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENT (the “Agreement”) is made as of January 1, 2019, by and among: (1) Tributary Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (the “Company”), on behalf of the Tributary Short/Intermediate Bond Fund, the Tributary Small Company Fund, the Tributary Income Fund, the Tributary Balanced Fund, and the Tributary Growth Opportunities Fund, (each, a “Fund” and collectively, the “Funds”), (2) Tributary Capital Management, LLC, a Colorado limited liability company (“Tributary”), and (3) First National Bank, a national banking association having its principal place of business at 14010 FNB Parkway, Omaha, NE 68154, on behalf of its division, First National Fund Advisers (“FNFA,” together with Tributary and the Funds, the “Parties”).
EXHIBIT A LIST OF FUNDS GLOBAL CUSTODY AGREEMENT TRIBUTARY FUNDS, INC. and MUFG UNION BANK, N.A. EFFECTIVE DATE: 07/02/2019Global Custody Agreement • July 22nd, 2019 • Tributary Funds, Inc.
Contract Type FiledJuly 22nd, 2019 Company