0001398344-20-017536 Sample Contracts

Certain information has been excluded from the Fourth Amendment on the following pages because (i) it is not material and (ii) would be competitively harmful if publicly disclosed.
Caldwell & Orkin Funds Inc • August 28th, 2020

This amendment, effective as of the date set forth below (the “Fourth Amendment”) hereby revises the amendment, effective May 1, 2019 (the “Amendment”), to the Master Services Agreement, dated October 24, 2016 (the “Master Services Agreement”) between the Caldwell & Orkin Funds, Inc. (the “Fund”) and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”), as set forth below:

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Certain information has been excluded from the Third Amendment on the following pages because (i) it is not material and (ii) would be competitively harmful if publicly disclosed.
Caldwell & Orkin Funds Inc • August 28th, 2020

This Third Amendment, dated January 1, 2020, amends and revises the Master Services Agreement dated October 24, 2016, (the “Agreement”) between the Fund, a Maryland corporation and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”).

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