0001398344-20-018488 Sample Contracts

Form of ETF DISTRIBUTION AGREEMENT
Distribution Agreement • September 14th, 2020 • Guinness Atkinson Funds • Delaware

This Distribution Agreement (the “Agreement”) is made this __ day of ______, 2019, by and between GUINNESS ATKINSON FUNDS, a Delaware statutory trust (the “Trust”) having its principal place of business at ____________, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.

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FORM OF ADMINISTRATIVE SERVICES AGREEMENT between GUINNESS ATKINSON FUNDS and GUINNESS ATKINSON ASSET MANAGEMENT, INC.
Administrative Services Agreement • September 14th, 2020 • Guinness Atkinson Funds • Delaware

ADMINISTRATIVE SERVICES AGREEMENT, dated as of _________________ 2020 by and between GUINNESS ATKINSON FUNDS, a Delaware statutory trust which may issue one or more series of shares of beneficial interest (the “Trust”), and GUINNESS ATKINSON ASSET MANAGEMENT, INC. (the “Adviser”), a Delaware corporation.

FORM OF INVESTMENT ADVISORY AGREEMENT between GUINNESS ATKINSON FUNDS and GUINNESS ATKINSON ASSET MANAGEMENT, INC.
Investment Advisory Agreement • September 14th, 2020 • Guinness Atkinson Funds

INVESTMENT ADVISORY AGREEMENT, dated as of May 14, 2020 by and between GUINNESS ATKINSON FUNDS, a Delaware statutory trust which may issue one or more series of shares of beneficial interest (the "Trust"), and GUINNESS ATKINSON ASSET MANAGEMENT, INC. (the "Adviser"), a Delaware limited liability company.

EXPENSE LIMITATION AGREEMENT GUINNESS ATKINSON FUNDS
Expense Limitation Agreement • September 14th, 2020 • Guinness Atkinson Funds

AGREEMENT, dated as of _____, 2020, by and between GUINNESS ATKINSON FUNDS (the “Trust”), on behalf of its series as listed on Schedule A to this Agreement (each, an “ETF”), and GUINNESS ATKINSON ASSET MANAGEMENT, INC. (the “Adviser”).

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