Form of ETF DISTRIBUTION AGREEMENTDistribution Agreement • September 21st, 2020 • Guinness Atkinson Funds • Delaware
Contract Type FiledSeptember 21st, 2020 Company JurisdictionThis Distribution Agreement (the “Agreement”) is made this __ day of ______, 2019, by and between GUINNESS ATKINSON FUNDS, a Delaware statutory trust (the “Trust”) having its principal place of business at ____________, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF 6th AMENDMENT TO FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • September 21st, 2020 • Guinness Atkinson Funds
Contract Type FiledSeptember 21st, 2020 CompanyTHIS AMENDMENT dated ________________, 2020 to the Fund Administration Servicing Agreement dated September 14, 2009 (the “Agreement”) as amended from time to time, is entered by and between Guinness Atkinson Funds, a Delaware statutory trust (the “Trust”) and Mutual Fund Administration, LLC, a California limited liability company (“MFAC LLC”).
Form of AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • September 21st, 2020 • Guinness Atkinson Funds
Contract Type FiledSeptember 21st, 2020 CompanyTHIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of _____________, 2019 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or the “Custodian”), and GUINNESS ATKINSON FUNDS, a Delaware statutory trust (the “Trust”), on behalf of each of its series portfolios listed on Exhibit A to the Agreement (each a “Fund” and collectively, the “Funds”), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.