0001398344-20-018866 Sample Contracts

Form of ETF DISTRIBUTION AGREEMENT
Form of Etf Distribution Agreement • September 21st, 2020 • Guinness Atkinson Funds • Delaware

This Distribution Agreement (the “Agreement”) is made this __ day of ______, 2019, by and between GUINNESS ATKINSON FUNDS, a Delaware statutory trust (the “Trust”) having its principal place of business at ____________, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.

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FORM OF 6th AMENDMENT TO FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • September 21st, 2020 • Guinness Atkinson Funds

THIS AMENDMENT dated ________________, 2020 to the Fund Administration Servicing Agreement dated September 14, 2009 (the “Agreement”) as amended from time to time, is entered by and between Guinness Atkinson Funds, a Delaware statutory trust (the “Trust”) and Mutual Fund Administration, LLC, a California limited liability company (“MFAC LLC”).

Form of AMENDMENT TO CUSTODIAN AGREEMENT
Custodian Agreement • September 21st, 2020 • Guinness Atkinson Funds

THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of _____________, 2019 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or the “Custodian”), and GUINNESS ATKINSON FUNDS, a Delaware statutory trust (the “Trust”), on behalf of each of its series portfolios listed on Exhibit A to the Agreement (each a “Fund” and collectively, the “Funds”), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.

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