SPECIAL CUSTODY and PLEDGE AGREEMENT (Short Sales and Exchange-Listed Options)Special Custody and Pledge Agreement • November 20th, 2020 • ALPS Series Trust • New York
AGREEMENT, (hereinafter "Agreement") dated as of August 14, 2020 among ALPS Series Trust acting solely on behalf of each of its series listed on Schedule I attached hereto, separately and not jointly (each, a "Customer"), GOLDMAN SACHS & CO. LLC, a New York limited liability company ("Broker"), BEACON INVESTMENT ADVISORY SERVICES, INC. ("Manager") and U.S. BANK NATIONAL ASSOCIATION as Custodian hereunder ("Custodian").
