MANAGEMENT AGREEMENTManagement Agreement • November 24th, 2020 • Simplify Exchange Traded Funds • Delaware
Contract Type FiledNovember 24th, 2020 Company JurisdictionThe Trust has been organized to engage in the business of an open-end management investment company. The Trust currently offers several series of shares to investors.
EXHIBIT AAdministration and Accounting Agreement • November 24th, 2020 • Simplify Exchange Traded Funds
Contract Type FiledNovember 24th, 2020 CompanyTO THE FUND ADMINISTRATION AND ACCOUNTING AGREEMENT, dated as of July 14, 2020 between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust”) and The Bank of New York Mellon (“Custodian”). AS REVISED NOVEMBER 23, 2020.
APPENDIX AThe Transfer Agency and Service Agreement • November 24th, 2020 • Simplify Exchange Traded Funds
Contract Type FiledNovember 24th, 2020 CompanyTO THE TRANSFER AGENCY AND SERVICE AGREEMENT, dated as of July 14, 2020 between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust”) and The Bank of New York Mellon (“Custodian”). AS REVISED NOVEMBER 23, 2020.
APPENDIX IAppendix I • November 24th, 2020 • Simplify Exchange Traded Funds
Contract Type FiledNovember 24th, 2020 CompanyTO THE CUSTODY AGREEMENT, dated as of July 14, 2020 between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust”) and The Bank of New York Mellon (“Custodian”). AS REVISED NOVEMBER 23, 2020.
Expense Limitation and Reimbursement AgreementLimitation and Reimbursement Agreement • November 24th, 2020 • Simplify Exchange Traded Funds
Contract Type FiledNovember 24th, 2020 Company
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • November 24th, 2020 • Simplify Exchange Traded Funds • Delaware
Contract Type FiledNovember 24th, 2020 Company JurisdictionThis first amendment (the “Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of June 30, 2020 by and between Simplify Exchange Traded Funds (“Trust”) and Foreside Financial Services, LLC (“Foreside”) is entered into as of November 9, 2020 (the “Effective Date”).