MANAGEMENT AGREEMENTManagement Agreement • January 27th, 2021 • Unified Series Trust • Ohio
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Channel Short Duration Income Fund (the "Fund").
OPERATING EXPENSE LIMITATION AGREEMENT CHANNEL SHORT DURATION INCOME FUNDOperating Expense Limitation Agreement • January 27th, 2021 • Unified Series Trust • Ohio
THIS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of October, 2020, by and between UNIFIED SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Appendix A attached hereto (each a “Fund” and collectively the “Funds”) and the investment adviser of the Funds, Channel Investment Partners LLC (the “Adviser”).
ASSIGNMENT AND ASSUMPTION AGREEMENTAssignment and Assumption Agreement • January 27th, 2021 • Unified Series Trust
This Assignment and Assumption Agreement is made as of the 1st day of August, 2020 by and among Financial Counselors, Inc. a Delaware corporation (“FCI”) and Channel Investment Partners LLC, a Virginia limited liability company (“Channel”), each of which is currently a registered adviser under the Investment Advisers Act of 1940, as amended, (the “Investment Advisers Act”), and Unified Series Trust (the “Trust”), an Ohio business trust registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”).
