DDJ CAPITAL MANAGEMENT, LLCALPS Series Trust • January 28th, 2021
This letter (the “Agreement”) confirms the agreement of DDJ Capital Management, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from the Fund and to reimburse “Other Expenses” to the extent required below.
AMENDMENT 4ALPS Series Trust • January 28th, 2021
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of December 14, 2020 (the “Effective Date”):
CARRET ASSET MANAGEMENT, LLCALPS Series Trust • January 28th, 2021
This letter confirms the agreement of Carret Asset Management, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from a Fund and to reimburse “Other Expenses” to the extent required below.
BEACON INVESTMENT ADVISORY SERVICES, INC.ALPS Series Trust • January 28th, 2021
This letter confirms the agreement of Beacon Investment Advisory Services, Inc. (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from a Fund and to reimburse “Other Expenses” to the extent required below.
CLARKSTON CAPITAL PARTNERS, LLCALPS Series Trust • January 28th, 2021
This letter (the “Agreement”) confirms the agreement of Clarkston Capital Partners, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from the Clarkston Funds and to reimburse “Other Expenses” to the extent required below
SEVEN CANYONS ADVISORS, LLCALPS Series Trust • January 28th, 2021
This letter (the “Agreement”) confirms the agreement of Seven Canyons Advisors, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from a Fund and to reimburse “Other Expenses” to the extent required below.
