DDJ CAPITAL MANAGEMENT, LLCExpense Limitation Agreement • January 28th, 2021 • ALPS Series Trust
This letter (the “Agreement”) confirms the agreement of DDJ Capital Management, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from the Fund and to reimburse “Other Expenses” to the extent required below.
AMENDMENT 4Distribution Agreement • January 28th, 2021 • ALPS Series Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of December 14, 2020 (the “Effective Date”):
CARRET ASSET MANAGEMENT, LLCManagement Fee Agreement • January 28th, 2021 • ALPS Series Trust
This letter confirms the agreement of Carret Asset Management, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from a Fund and to reimburse “Other Expenses” to the extent required below.
BEACON INVESTMENT ADVISORY SERVICES, INC.Expense Limitation Agreement • January 28th, 2021 • ALPS Series Trust
This letter confirms the agreement of Beacon Investment Advisory Services, Inc. (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from a Fund and to reimburse “Other Expenses” to the extent required below.
CLARKSTON CAPITAL PARTNERS, LLCManagement Fee Limitation Agreement • January 28th, 2021 • ALPS Series Trust
This letter (the “Agreement”) confirms the agreement of Clarkston Capital Partners, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from the Clarkston Funds and to reimburse “Other Expenses” to the extent required below
SEVEN CANYONS ADVISORS, LLCManagement Fee Limitation Agreement • January 28th, 2021 • ALPS Series Trust
This letter (the “Agreement”) confirms the agreement of Seven Canyons Advisors, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from a Fund and to reimburse “Other Expenses” to the extent required below.
