MANAGEMENT AGREEMENTManagement Agreement • February 26th, 2021 • Unified Series Trust • Ohio
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Standpoint Multi-Asset Fund (the "Fund").
DISTRIBUTION AGREEMENTDistribution Agreement • February 26th, 2021 • Unified Series Trust • Ohio
This Agreement made as of December 31, 2019 by and between Unified Series Trust, an Ohio business trust (the "Trust"), and Ultimus Fund Distributors, LLC, an Ohio limited liability company ("Distributor").
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • February 26th, 2021 • Unified Series Trust • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 19th day of November, 2019, between Unified Series Trust, an Ohio business trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • February 26th, 2021 • Unified Series Trust • New York
THIS AGREEMENT, dated as of November 19, 2019, between UNIFIED SERIES TRUST (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Ohio and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA).
INVESTMENT ADVISORY AGREEMENT Between STANDPOINT MULTI-ASSET (CAYMAN) FUND, LTD. and STANDPOINT ASSET MANAGEMENT, LLCInvestment Advisory Agreement • February 26th, 2021 • Unified Series Trust • Delaware
AGREEMENT, made as of October 18, 2019 between Standpoint Multi-Asset (Cayman) Fund, Ltd., an exempted company incorporated in the Cayman Islands with limited liability (the “Fund”), and Standpoint Asset Management, LLC, a Delaware limited liability company (the "Adviser") located at 4250 Drinkwater Blvd., Suite 300, Scottsdale, AZ 85251.
ContractAgreement • February 26th, 2021 • Unified Series Trust • New York
This Custody Agreement (“Agreement”) is made as of October 11, 2019 by and between Unified Series Trust ("Principal") and MUFG Union Bank, N.A. ("Custodian"), and shall be effective as of November 11, 2019.
UNIFIED SERIES TRUST OPERATING EXPENSE LIMITATION AGREEMENT Standpoint multi- asset fundUnified Series Trust Operating Expense Limitation Agreement • February 26th, 2021 • Unified Series Trust • Ohio
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 18th day of October, 2019, by and between UNIFIED SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Appendix A attached hereto (each a “Fund” and collectively the “Funds”) and the investment adviser of the Funds, Standpoint Asset Management, LLC (the “Adviser”).
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • February 26th, 2021 • Unified Series Trust
This Amendment (“Amendment”) is made as of January 19, 2021 by and between Unified Series Trust (the “Trust”) and Ultimus Fund Distributors, LLC (“Distributor”), and amends the Distribution Agreement between the Trust and the Distributor made as of December 31, 2019 (the “Agreement”). All capitalized terms used in the Amendment and not defined herein shall have the meaning ascribed to them in the Agreement.
DISTRIBUTION AGREEMENTDistribution Agreement • February 26th, 2021 • Unified Series Trust • Ohio
This Agreement made as of February 1, 2019 by and between Unified Series Trust, an Ohio business trust (the "Trust"), and Ultimus Fund Distributors, LLC, an Ohio limited liability company ("Distributor").
Schedule B-2 Fee ScheduleUnified Series Trust • February 26th, 2021
This Schedule B-2 is part of the ETF Distribution Agreement effective November 19, 2019 (the “Agreement”) by and between Unified Series Trust (the “Trust”) and Northern Lights Distributors, LLC (“NLD”).
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • February 26th, 2021 • Unified Series Trust
This Amendment (“Amendment”) is made as of November 1, 2019 by and between Unified Series Trust (the “Trust”) and Ultimus Fund Distributors, LLC (“Distributor”), and amends the Distribution Agreement, made as of February 1, 2019 (the “Agreement). All capitalized terms used in the Amendment and not defined herein shall have the meaning ascribed to them in the Agreement.
FIRST AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • February 26th, 2021 • Unified Series Trust
THIS FIRST AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of November 20, 2020 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and UNIFIED SERIES TRUST (the “Fund”), an open-end management investment company organized under the laws of the State of Ohio and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Trust) to the Agreement (as defined below).
