INTERIM INVESTMENT ADVISORY AGREEMENTInterim Investment Advisory Agreement • October 22nd, 2021 • Forum Funds • Delaware
AGREEMENT made as of September 30, 2021, by and between Forum Funds, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Suite 600, Portland, Maine 04101 (the “Trust”), and MAI Capital Management, LLC, a Delaware limited liability company, with its principal office and place of business at 1360 EAST 9TH ST, STE 1100, Cleveland, Ohio 44114 (the “Adviser”).
EXPENSE LIMITATION AGREEMENT Forum Funds c/o Atlantic Fund Administration Three Canal Plaza, Suite 600 Portland, ME 04101Expense Limitation Agreement • October 22nd, 2021 • Forum Funds
This Agreement is made and to be performed principally in the states of Oregon and Maine, and except insofar as the Investment Company Act of 1940, as amended, or other federal laws and regulations may be controlling, this Agreement shall be governed by, and construed and enforced in accordance with, the internal laws of the State of Delaware.
CUSTODIAN AGREEMENTCustodian Agreement • October 22nd, 2021 • Forum Funds • California
This Custodian Agreement is made by and between FORUM FUNDS ("Principal") a management investment company registered under the Act with separate portfolios listed in Appendix A (each a “Fund”) each acting on its own behalf separately from all other Funds and not jointly or jointly and severally with any other Fund, and UNION BANK, N.A. ("Custodian"). Principal desires that Custodian hold and administer on behalf of Principal certain Securities (as herein defined) with respect to each Fund. Custodian is willing to do so on the terms and conditions set forth in this Agreement. Accordingly, Principal and Custodian agree as follows:
Distribution AgreementDistribution Agreement • October 22nd, 2021 • Forum Funds
THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Foreside Fund Services, LLC (the “Distributor”) and FORUM FUNDS (the “Fund Company”).
FIRST AMENDMENT FORUM FUNDS DISTRIBUTION AGREEMENTDistribution Agreement • October 22nd, 2021 • Forum Funds • Delaware
This First Amendment (the “Amendment”) to the Distribution Agreement, as novated September 30, 2021 (the “Agreement”) by and between Forum Funds (the “Trust”) and Foreside Fund Services, LLC (“Distributor”), is entered into as of November 1, 2021 (the “Effective Date”).
